| Description |
Cost |
|
Wire fee (domestic) |
$20.00 |
| Foreign Wire Fee |
$50.00 |
| Saturday Delivery Checks |
$25.00 |
| Overnight Check Delivery (U.S.) |
$15.00 |
| Overnight Check Delivery (Int’l) |
$25.00 |
| Outgoing ACAT fee* |
$150.00
(*may vary for non-U.S. issuers) |
| FedEx fees |
|
|
|
$25.00 |
|
|
$35.00 |
| Prepays |
$20.00 per trade plus interest until settle date |
| PenFlex™ Account |
$30.00 annually |
| PenFlex Account Check Re-Order |
$5.00 (100 checks)
(Initial order is free) |
| PenFlex Check Reorder Rush Fee |
$35.00 |
| PenFlex Check Stop Payment Fee |
$25.00 per check |
| PenFlex Account Returned Check (NSF) |
$30.00 per check |
| Stop payment |
$25.00 per check
(only if check is 10 or less days old) |
| Returned check (NSF) |
$25.00 per check |
| Extension Request |
$10.00 per request
plus interest until covered |
| Restricted Stock processing fee |
$300.00 |
| Cancel & Corrections |
$10.00 per confirmation |
| Safekeeping Charge |
$15.00 per calendar quarter (Exception: IRA accounts w/ physical certificates) |
| DTC Transfer Fee |
$100.00 per request |
| Transfer and Ship Fee (certificate) |
$100.00 per certificate |
|
|
| DWAC (Deposit/Withdraw) |
$50.00 per transaction agent fee* (Examples below) |
|
|
$25/transfer |
|
|
$50/transfer and $25/reject |
|
|
$75/transfer and $25/reject |
|
|
$35/transfer |
|
|
$35/transfer |
|
|
$25/reject |
|
|
$75 per DWAC |
| *NOTE: Agent fees are subject to change |
| DRS (Direct Registration System) Fee |
$25.00 per transaction plus transfer agent fee |
| Conversion fees (ADR to ordinary) |
$20.00 |
| ESOP (Employee Stock Option Plan) |
Please contact the Securities Processing group for info |
| 144 Stock |
$500 or 3% of the value,
whichever is greater |
| Wire cutoff |
2:30pm Central Time to be processed same day |
| Check cutoff |
3:30pm Central Time to be processed same day |
| Credit/Debit Interest |
Available on by logging on to https://online.penson.com/ clicking on the Documents Tab -> Informational Documents and select the file is titled “Scudder Money Market Rates” |
|
Journals: to a OC Securities Client |
$100.00 |
|
Journals: out of OC Securities |
$200.00 |
|
Prospectus Trade |
$400.00 plus 2.5% of the trade |
Inactive Fee
(less than 10 trades)
|
$30 |